FORM 4
U.S. SECURITIES AND EXCHANGE COMMISSION
FORM 4 Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
|_| Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue. See
Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of
1934, Section 17(a) of the Public Utility Holding Company Act
of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
----------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person*/ 2. Issuer Name and / 5. Relationship of Reporting / Ticker or Trading Symbol / Person(s) to Issuer / / (Check all applicable) / / -X- Director --- 10% Owner (Last) (First) (Middle) / DIGITAL POWER CORPORATION / --- Officer --- Other SCHOFIELD, CHRIS / (AMEX:DPW) / (give title below) (specify below) ----------------------------------------/-----------------------------------------/------------------------------------------------- / / / 3. Statement 4. If Amendment, Date / 6. Individual or Joint/Group Filing / for Month/Year of Original(Month/Year) / (Check Applicable Line) / / X Form filed by one Reporting Person / 02/2001 ---- / Form filed by More than One / / Reporting Person ----------------------------------------/ / / / / / / / 14 Sinnels Field Shipton-under-Wychwood / / --------------------------------------- / / (Street) / / --------------------------------------- / / / / Chipping Norton Oxfordshire OX 7 / / 6EJ ENGLAND / / --------------------------------------- / / (City) (State) (Zip) / / / / ----------------------------------------------------------------------------------------------------------------------------------- |
TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR
BENEFICIALLY OWNED
----------------------------------------------------------------------------------------------------------------------------------- 1. Title / 2. Transaction / 3. Transaction / 4. Securities Acquired (A) / 5. Amount of / / / of / Date / Code / or Disposed (D)(Instr.3,4,and 5) / Securities / 6. Ownership / 7.Nature of / Security / (Mo/Day/Yr) / (Instr. 8) / / Beneficially Owned / Form: Direct/ Indirect / (Inst.3) / / ---------------------------------------------------/ at End of Month / (D) or / Beneficial / / / Code / V / Amount / (A) or (D) / Price / (Instr. 3 / Indirect(I) / Ownership / / / / / / / / and 4 / (Instr.4) / (Instr.4) / ===================================================================================================================================/ n/a ===================================================================================================================================/ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
FORM 4 (continued)
---------------------------------------------------------------------------------------------------------------------------------- Title / Conversion/ Trans- / Trans- / Nature of / Date / Title /Price of / Number / Ownership / Nature of / of / of / action / action / Derivative/ Exercisable / and / Deriv- / of / Form of / Indirect / Derivative / Exercise / Date / Code / Securities/ and / Amount / ative / Deriv- / Derivative / Beneficial/ Security / Price of / (Mo./ / (Instr./ Aquired(A)/ Expiration / of / Secur- / ative / Security: / Ownership / (Instr. 3) / Derivative/ Day/ / 8) / Disposed / Date / Under- / ity / Securi-/ Direct (D) / (Instr.4) / / Security / Year) / / of (D) / (Month / lying /Benefic- / ties / or Indirect/ / / / / / (Instr. 3,/ Day/ year) / Securities / ally / (I) / (Instr. 4) / / / / / / 4 and 5) / / (Instr. 3 / Owned /(Instr4)/ / / / / / / / / and 4) / at end / / / / / / /-----------------------------------------------------/ of / / / / / / /Code/ V / (A) / (D) / Date / Expir-/ Title /Amount/ month / / / / / / / / / / / Exer- / ation / / / (Instr. / / / / / / / / / / / cisable/ Date / / / 4) / / / / ==================================================================================================================================== Options to Purchase Common Common Stock $2.3125 02/11/98 A 10,000 02/11/00 02/08/11 Stock 10,000 ------------------------------------------------------------------------------------------------------------------------------------ Options to Purchase Common Common Stock $2.3125 02/11/98 A 10,000 02/11/01 02/08/11 Stock 10,000 ------------------------------------------------------------------------------------------------------------------------------------ Options to Purchase Common Common Stock $2.3125 02/11/98 A 10,000 02/11/02 02/08/11 Stock 10,000 ------------------------------------------------------------------------------------------------------------------------------------ Options to Purchase Common Common Stock $2.3125 02/11/98 A 10,000 02/11/03 02/08/11 Stock 10,000 ------------------------------------------------------------------------------------------------------------------------------------ Options to Purchase Common Common Stock $2.0000 07/30/99 A 30,000 07/30/00 07/30/09 Stock 30,000 ------------------------------------------------------------------------------------------------------------------------------------ Options to Purchase Common Common Stock $2.0000 07/30/99 A 30,000 07/30/01 07/30/09 Stock 30,000 ------------------------------------------------------------------------------------------------------------------------------------ Options to Purchase Common Common Stock $1.5625 01/03/00 A 25,000 01/03/01 01/03/10 Stock 25,000 ------------------------------------------------------------------------------------------------------------------------------------ Options to Purchase Common Common Stock $1.6250 01/02/01 A 25,000 01/02/02 01/02/11 Stock 25,000 150,000 D ------------------------------------------------------------------------------------------------------------------------------------ |
Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/CHRIS SCHOFIELD 03/12/01 -------------------------------- --------- Chris Schofield Date **Signature of Reporting Person |
Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.